Internet Complaint/Inquiry Check Form

Welcome to NYSE Regulation Investor Complaints & Inquiries

A Complaint is a grievance by a customer involving a member or person associated with an NYSE member organization.

This form must be completed in a single session. Any information entered but not submitted will be lost.

* Required Fields



* Is this a complaint or inquiry?
Complaint
Inquiry
* Have you entered this complaint/inquiry before?
Yes
No